Job Summary
Hire Resolve is currently seeking a Senior Compliance Officer to join our client's team. In this role, you will be responsible for effectively delivering a quality compliance and risk management service to our clients at a regional level and adherence to the compliance requirements as dictated by the FSCA. This is a great opportunity for an experienced compliance professional to take on a leadership role and make a significant impact within a dynamic organization.
Responsibilities
- Outsourced compliance function delivered to financial services clients and other FICA-accountable
institutions. - Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business
requirements. - Establish a culture of compliance and provide a compliance risk framework to clients.
- Assist clients to achieve the TCF outcomes.
- Perform all functions to the standard and deadlines set by Regional Manager.
- Provide clients with high quality, personalised and substantive reports.
- Include clients in compliance processes and provide post monitoring feedback.
- Maintain records as required by the business.
- Display behaviour and attitudes that positively contributes to the well-being and development of the
regional team, the company, and its clients. - Sourcing and signing up of new clients.
Requirements
- A Legal/Accounting/Financial degree or
- A FSCA (FSB) recognised qualification.
- Registered as a FSCA approved Compliance Officer, Category I (Category II if possible).
- Minimum 5 years’ experience in compliance or risk management within the financial services industry
Contact Hire Resolve for your next career-changing move today
- Our client is offering a highly competitive salary for this role based on experience.
- Apply for this role today, contact Michaela Boustred at Hire Resolve or on LinkedIn
- You can also visit the Hire Resolve website: hireresolve.us or email us your CV: financialcareers@hireresolve.za.com
We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future vacancies that arise.